Thursday, July 11, 2013

Know about Regulators

Given below is a list of types of intermediaries/service providers in the financial market. The names of the relevant regulatory bodies are given in the second column. For address, email ID and website address of any regulatory body, please click on its name.
 ENTITY REGULATOR
AUDITORSICAI/CAG
BANKSRBI
BANKS - ISSUE COLLECTIONSEBI
CHIT FUNDSREGISTRAR OF CHIT FUNDS
COMPANIES - ALLMCA/ROC
COMPANIES - LISTEDMCA/ROC/SEBI/SE
COMPANY SECRETARIESICSI
CO-OPERATIVE BANKSRBI
COST ACCOUNTANTSICWAI
CREDIT RATING AGENCIESSEBI
CUSTODIAL SERVICESSEBI
DEBENTURE TRUSTEESSEBI
DEPOSITORIESSEBI
DEPOSITORY PARTICIPANTSSEBI
FINANCIAL & INVESTMENT CONSULTANTS-
FOREIGN BROKERSSEBI
FOREIGN DEBT FUNDSSEBI
FOREIGN INVESTMENT INSTITUTIONSSEBI
HOUSING FINANCE COMPANIESNHB
INSURANCE BROKERS/ AGENTSIRDA
INSURANCE COMPANIESIRDA
INVESTMENT BANKERSSEBI
INVESTOR ASSOCIATIONSSEBI
MUTUAL FUND BROKERS/ AGENTSAMFI/SEBI
MUTUAL FUNDS & ASSET MANAGEMENT COMPANIESSEBI
NBFCsRBI
NEW PENSION SCHEMEPFRDA
NEWSPAPERS & MAGAZINESPCI
NIDHI COMPANIESMCA
PLANTATION COMPANIESSEBI
PORTFOLIO MANAGERSSEBI
PRIMARY DEALERSRBI
RADIOMIB
REGISTRARS & SHARE TRANSFER AGENTSSEBI
SOLICITORS & LEGAL ADVISORSBCI
STOCK BROKERSSEBI
STOCK EXCHANGESSEBI
SUB-BROKERSSEBI
TVMIB
VENTURE CAPITAL FUNDSSEBI

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